Services

Our Mission

To help our clients succeed on their journey by partnering with them to navigate the evolving cannabis and securities laws in a compliant manner.


Legal Services

Drafting, Negotiating and Reviewing corporate and commercial Contracts, Corporate formation and Governance. Corporate, Commercial and Banking law matters. Licensing and Royalty Agreements. Day-to day general counsel corporate issues including Vendor, HR, and Finance issues.


Consulting Services

Providing short and long term Strategic, Corporate and Business Guidance to management and assist in implementation. Review advertising and marketing materials. Assist with press releases.


Compliance Services

Written Supervisory Procedures and Policies, AML Compliance, SEC, CFTC, FINRA, NFA and State Cannabis Regulatory issues. Provide audit assistance visits. Provide continuing education and training.


Securities Services

Provide services to Broker-Dealers, RIAs, Introducing Brokers, CPOs, CTAs, Investment Managers, SEC Filings, Private Placements, Public Offerings, and assist with registration issues.


Cannabis Services

Provide legal and business advice to cultivators, processors, dispensaries and ancillary cannabis and hemp industry participants.

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